Compliance / Licensing
ASIC
Bell Asset Management Limited is an Australian company with the Australian
Business Number of 84 092 278 647.
Bell Asset Management Limited holds an Australian Financial Services
Licence issued by the Australian Securities and Investments Commission.
AFSL
Bell Asset Management Limited's Australian Financial Services Licence no
231091 permits us to act as an investment manager for wholesale clients and
issue interests in a number of retail and wholesale managed investment
schemes for which we are the Responsible Entity.
Anti Money Laundering (AML)
Bell Asset Management Limited is a reporting entity with AUSTRAC,
the Australian Transaction Reporting and Analysis Centre, the Australian regulator
of AML/CTF matters. The Anti Money Laundering Officer is Nick Fels.
US Licensing
Bell Asset Management Limited (IARD No 146144) and Bell Asset Management
USA Inc (IARD No 108666) are both registered with the US Securities and
Exchange Commission as Investment Advisers. Copies of our ADV-2 reports
are available to clients and prospective clients on request. We are
Qualified Professional Asset Managers within the meaning of ERISA.
Compliance Committee
Bell Asset Management Limited has an independent Compliance Committee which
at all times maintains a majority of independent, non executive members.
It is responsible for compliance with the Corporations Act, Compliance Plan
and Managed Investment Scheme constitutions.
Auditors
Our corporate auditors are KPMG. KPMG also audit our Compliance Plan.
Complaints
Bell Asset Management Limited is a member of the independent dispute
resolution scheme managed by the Financial Ombudsman Service. Our
membership number is 11070.